December 16, 2014

Company announcements: DRBHCOMC11, UMW-CT, TM-C4, KSL-CA, KSL-CB, KSL-CC, KSL-CD, ARMADA-CZ, SKPETRO-C9, UMWOG-CS

DRBHCOMC11 - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameDRBHCOMC11: CW DRB-HICOM BERHAD (RHB)  
Stock Name DRBHCOMC11  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-86BDF

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockDRB-HICOM BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code161911
Stock Short NameDRBHCOMC11
ISIN CodeMYL161911PC4
BoardStructured Warrants
SectorINDUSTRIAL PRODUCTS

Initial Listing Information

Listing Date17/12/2014
Term Sheet Date16/12/2014
Issue Date16/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date15/12/2015
Exercise/Strike/Conversion PriceMYR 1.8000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio2:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 16 December 2014. 


UMW-CT - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameUMW-CT: CW UMW HOLDINGS BERHAD (RHB)  
Stock Name UMW-CT  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-8734C

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockUMW HOLDINGS BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code4588CT
Stock Short NameUMW-CT
ISIN CodeMYL4588CTPC5
BoardStructured Warrants
SectorCONSUMER PRODUCTS

Initial Listing Information

Listing Date17/12/2014
Term Sheet Date16/12/2014
Issue Date16/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date15/12/2015
Exercise/Strike/Conversion PriceMYR 11.0000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio10:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 16 December 2014. 


TM-C4 - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameTM-C4: CW TELEKOM MALAYSIA BERHAD (RHB)  
Stock Name TM-C4  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-87351

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockTELEKOM MALAYSIA BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code4863C4
Stock Short NameTM-C4
ISIN CodeMYL4863C4PC7
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date17/12/2014
Term Sheet Date16/12/2014
Issue Date16/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date15/12/2015
Exercise/Strike/Conversion PriceMYR 6.4000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio6:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 16 December 2014. 


KSL-CA - Listing Information & Profile for Structured Warrants (Amended Announcement)

Announcement Type: Listing Information & Profile
NameKSL-CA: CW KSL HOLDINGS BERHAD (KIBB)  
Stock Name KSL-CA  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-66F77

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-collateralised Cash-Settled 
Underlying StockKSL HOLDINGS BERHAD
IssuerKENANGA INVESTMENT BANK BERHAD
Stock Code5038CA
Stock Short NameKSL-CA
ISIN CodeMYL5038CAP90
BoardStructured Warrants
SectorPROPERTIES

Initial Listing Information

Listing Date11/11/2014
Term Sheet Date10/11/2014
Issue Date10/11/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date10/09/2015
Exercise/Strike/Conversion PriceMYR 2.5000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio3:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Kenanga Investment Bank Berhad
c/o: Equity Derivatives and Structured Products
5th Floor, Kenanga International
Jalan Sultan Ismail
50250 Kuala Lumpur

Tel:03-2161 4059
Fax:03-2713 1378 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.2 of the Base Prospectus dated 29 September 2014.  


KSL-CB - Listing Information & Profile for Structured Warrants (Amended Announcement)

Announcement Type: Listing Information & Profile
NameKSL-CB: CW KSL HOLDINGS BERHAD (KIBB)  
Stock Name KSL-CB  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-66FB0

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-collateralised Cash-Settled 
Underlying StockKSL HOLDINGS BERHAD
IssuerKENANGA INVESTMENT BANK BERHAD
Stock Code5038CB
Stock Short NameKSL-CB
ISIN CodeMYL5038CBP99
BoardStructured Warrants
SectorPROPERTIES

Initial Listing Information

Listing Date11/11/2014
Term Sheet Date10/11/2014
Issue Date10/11/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date10/09/2015
Exercise/Strike/Conversion PriceMYR 2.0000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio3:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Kenanga Investment Bank Berhad
c/o: Equity Derivatives and Structured Products
5th Floor, Kenanga International
Jalan Sultan Ismail
50250 Kuala Lumpur

Tel:03-2161 4059
Fax:03-2713 1378 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.2 of the Base Prospectus dated 29 September 2014.  


KSL-CC - Listing Information & Profile for Structured Warrants (Amended Announcement)

Announcement Type: Listing Information & Profile
NameKSL-CC: CW KSL HOLDINGS BERHAD (RHB)  
Stock Name KSL-CC  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-62181

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockKSL HOLDINGS BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code5038CC
Stock Short NameKSL-CC
ISIN CodeMYL5038CCPB8
BoardStructured Warrants
SectorPROPERTIES

Initial Listing Information

Listing Date17/11/2014
Term Sheet Date14/11/2014
Issue Date14/11/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date13/11/2015
Exercise/Strike/Conversion PriceMYR 4.5000
Revised Exercise/Strike/Conversion PriceMYR 2.2500 
Exercise/ Conversion Ratio7:1
Revised Exercise/ Conversion Ratio3.5 :1 
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 14 November 2014. 

Remarks :
In accordance with Condition B3.1 – Adjustment of Entitlement and Exercise Price to the Second Schedule of the Deed Poll dated 11 July 2014, the Entitlement and Exercise Price of KSL-CC will be adjusted for the Bonus Issue in accordance with the following formula:


Adjustment pursuant to Bonus Issue

1. Adjusted Entitlement = (1 + N) x E
= (1 + 1) x 1/7
= 0.285714 (equivalent to Exercise Ratio of 3.5 KSL-CC per KSL Share)

2. Adjusted Exercise Price = (1 / (1 + N)) x K
= (1 / (1+1)) x RM4.50
= RM2.25

Where

E: 1/7, being the existing Entitlement immediately prior to the Bonus Issue (equivalent to Exercise Ratio of 7 KSL-CC per KSL Share)

N: 1, being the number of additional shares (whether a whole or a fraction) received by a holder of existing shares for each share held prior to the Bonus Issue

K: RM4.50, being the existing Exercise Price of KSL-CC immediately prior to the Bonus Issue


Based on the formula above, the exercise price of KSL-CC will be adjusted from RM4.5000 to RM2.2500 and exercise ratio will be adjusted from 7 KSL-CC : 1 KSL Share to 3.5 KSL-CC : 1 KSL Share.

This announcement is dated 16 December 2014.


KSL-CD - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameKSL-CD: CW KSL HOLDINGS BERHAD (MACQ)  
Stock Name KSL-CD  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoOC-141216-869F0

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean-Style Non-Collateralised Cash Settled Call Warrants
 
Underlying StockKSL HOLDINGS BHD
IssuerMacquarie Capital Securities (Malaysia) Sdn Bhd
Stock Code5038CD
Stock Short NameKSL-CD
ISIN CodeMYL5038CDP71
BoardStructured Warrants
SectorPROPERTIES

Initial Listing Information

Listing Date02/12/2014
Term Sheet Date01/12/2014
Issue Date01/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit35,000,000
Maturity Date01/07/2015
Exercise/Strike/Conversion PriceMYR 4.5000
Revised Exercise/Strike/Conversion PriceMYR 2.2500 
Exercise/ Conversion Ratio5.5:1
Revised Exercise/ Conversion Ratio2.75:1 
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Macquarie Capital Securities (Malaysia) Sdn. Bhd.
10th Floor Menara Hap Seng
No. 1 & 3 Jalan P. Ramlee
50250 Kuala Lumpur, Malaysia
Telephone no.: 03-2059 8840 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 6.2 of the Base Prospectus dated 7 October 2014 

Remarks :
The ex-date and the entitlement date for the Bonus Issue will be 17 December 2014 and 19 December 2014 respectively, as announced by
KSL on 4 December 2014.

In accordance with Condition 6 of the Deed Poll dated 30 September 2014, the Exercise Price and Exercise Ratio for the Structured Warrants will be
adjusted to RM2.25 and 2.75 : 1, respectively, based on the following formula (and rounded to the nearest four decimal points):

(i) Adjusted Exercise Price = X / (1+N)
(ii) Adjusted Exercise Ratio = E / (1+N)

Where:

X = RM4.50, being the existing Exercise Price immediately prior to the Bonus Issue
E = 5.5, being the existing Exercise Ratio immediately prior to the Bonus Issue
N = 1, being the number of Bonus Shares (whether a whole or a fraction) received by a shareholder for each Share held prior to
the Bonus Issue

The above adjustments will take effect on 17 December 2014, which is the first day of dealings in the ordinary shares of KSL on an ex-entitlement
basis.

This announcement is dated 16 December 2014.


ARMADA-CZ - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameARMADA-CZ: CW BUMI ARMADA BERHAD (RHB)  
Stock Name ARMADA-CZ  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-34128

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockBUMI ARMADA BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code5210CZ
Stock Short NameARMADA-CZ
ISIN CodeMYL5210CZPC2
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date17/12/2014
Term Sheet Date16/12/2014
Issue Date16/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date15/12/2015
Exercise/Strike/Conversion PriceMYR 1.2000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio1:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 16 December 2014. 


SKPETRO-C9 - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameSKPETRO-C9: CW SAPURAKENCANA PETROLEUM BERHAD (RHB)  
Stock Name SKPETRO-C9  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-86EF2

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockSAPURAKENCANA PETROLEUM BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code5218C9
Stock Short NameSKPETRO-C9
ISIN CodeMYL5218C9PC5
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date17/12/2014
Term Sheet Date16/12/2014
Issue Date16/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date15/12/2015
Exercise/Strike/Conversion PriceMYR 2.8000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio5:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 16 December 2014. 


UMWOG-CS - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameUMWOG-CS: CW UMW OIL & GAS CORPORATION BERHAD (RHB)  
Stock Name UMWOG-CS  
Date Announced16 Dec 2014  
CategoryListing Information & Profile
Reference NoMI-141216-87348

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionNON-COLLATERALISED EUROPEAN-STYLE CASH SETTLED CALL WARRANTS 
Underlying StockUMW OIL & GAS CORPORATION BERHAD
IssuerRHB INVESTMENT BANK BERHAD
Stock Code5243CS
Stock Short NameUMWOG-CS
ISIN CodeMYL5243CSPC8
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date17/12/2014
Term Sheet Date16/12/2014
Issue Date16/12/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit40,000,000
Maturity Date15/12/2015
Exercise/Strike/Conversion PriceMYR 2.8000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio5:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
RHB Investment Bank Berhad
Derivatives & Structured Products
21st Floor, Plaza OSK
Jalan Ampang
50450 Kuala Lumpur
Telephone no. : (603) 2162 0288
Facsimile no. : (603) 2163 4836 
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 5.4 of the Base Prospectus dated 16 July 2014, First Supplementary Base Prospectus dated 3 November 2014 and Section 3.1 of the Term Sheet dated 16 December 2014. 


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