March 19, 2015

Company announcements: KULIM, UTDPLT, MMCCORP, AFG, CMSB, CCM, GENTING

KULIM - Notice of Shares Buy Back - Immediate Announcement

Announcement Type: Notice of Shares Buy Back - Immediate Announcement
Company NameKULIM (MALAYSIA) BERHAD  
Stock Name KULIM  
Date Announced19 Mar 2015  
CategoryNotice of Shares Buy Back - Immediate Announcement
Reference NoJC-150319-3D57A

Date of buy back19/03/2015
Description of shares purchasedOrdinary shares of RM0.25 each
CurrencyMalaysian Ringgit (MYR)
Total number of shares purchased (units)676,700
Minimum price paid for each share purchased ($$)2.770
Maximum price paid for each share purchased ($$)2.800
Total consideration paid ($$)
Number of shares purchased retained in treasury (units)
Number of shares purchased which are proposed to be cancelled (units)
Cumulative net outstanding treasury shares as at to-date (units)0
Adjusted issued capital after cancellation
(no. of shares) (units)
 
Total number of shares purchased and/or held as treasury shares against the total number of outstanding shares of the listed issuer (%)0.338


UTDPLT - Changes in Sub. S-hldr's Int. (29B) - MITSUBISHI UFJ FINANCIAL GROUP. INC (MUFG)

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameUNITED PLANTATIONS BERHAD  
Stock Name UTDPLT  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoUP-150319-12550

Particulars of substantial Securities Holder

NameMITSUBISHI UFJ FINANCIAL GROUP. INC (MUFG)
Address7-1, MARUNOUCHI 2-CHOME
CHIYODA-KU, TOKYO
100-8330, JAPAN
NRIC/Passport No/Company No.NA
Nationality/Country of incorporationJAPAN
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each fully paid
Name & address of registered holderAberdeen Asset Management PLC and its Subsidiaries ("Aberdeen")
10 Queen's Terrace, Aberdeen, AB10 1YG, Scotland

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed13/03/2015
308,000
 

Circumstances by reason of which change has occurredSale of shares by Aberdeen Asset Management PLC and its subsidiaries.
Deemed interested in the shares by virtue of MUFG's wholly owned subsidiary, Mitsubishi UFJ Trust & Banking Corp. holding more than 15% in Aberdeen Asset Management PLC ("Aberdeen"). The registered holders are subsidiaries of Aberdeen.
Nature of interestIndirect Interest
Direct (units) 
Direct (%) 
Indirect/deemed interest (units)23,575,900 
Indirect/deemed interest (%)11.3459 
Total no of securities after change23,575,900
Date of notice18/03/2015

Remarks :
Form 29B was received on the 19 March 2015.


UTDPLT - Changes in Sub. S-hldr's Int. (29B) - Aberdeen Asset Management PLC and its Subsidiaries

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameUNITED PLANTATIONS BERHAD  
Stock Name UTDPLT  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoUP-150319-1DA72

Particulars of substantial Securities Holder

NameAberdeen Asset Management PLC and its Subsidiaries
Address10 Queen's Terrace, Aberdeen,
AB10 1YG, Scotland
NRIC/Passport No/Company No.82015
Nationality/Country of incorporationScotland
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each fully paid
Name & address of registered holderAberdeen Asset Management PLC and its Subsidiaries ("Aberdeen")
10 Queen's Terrace, Aberdeen,AB10 1YG, Scotland

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed13/03/2015
308,000
 

Circumstances by reason of which change has occurredSale of shares by Aberdeen Asset Management PLC and its subsidiaries, an investment position taken in connection by Aberdeen's ordinary business in fund management.
Nature of interestIndirect Interest
Direct (units) 
Direct (%) 
Indirect/deemed interest (units)23,575,900 
Indirect/deemed interest (%)11.3459 
Total no of securities after change23,575,900
Date of notice16/03/2015

Remarks :
Form 29B was received on the 19 March 2015.


MMCCORP - MATERIAL LITIGATION

Announcement Type: General Announcement
Company NameMMC CORPORATION BERHAD  
Stock Name MMCCORP  
Date Announced19 Mar 2015  
CategoryGeneral Announcement
Reference NoMC-150319-58070

TypeAnnouncement
SubjectMATERIAL LITIGATION
Description- JOHOR BAHRU HIGH COURT SUIT NO. 22NCVC-243-11/2013
LOGISTIC AIR FCZ AND LOGISTIC AIR INC. (“THE PLAINTIFFS”) AGAINST SENAI AIRPORT TERMINAL SERVICES SDN BHD (“SATS”)

We refer to our announcements on 17 December 2013 and 10 September 2014 respectively.

 

MMC Corporation Berhad (“MMC”) wishes to announce that on 18 March 2015, the Court of Appeal has heard and dismissed the Plaintiffs’ appeal against the decision of the Johor Bahru High Court on 10 September 2014, in favour of MMC's subsidiary, SATS.

 

The dismissal of the Plaintiff’s appeal is not expected to have any material impact on the earnings and net assets of the MMC Group for the financial year ending 31 December 2015.

 

None of the Directors or substantial shareholders of MMC or persons connected to them has any interest, direct or indirect in the aforesaid matter.

 

This announcement is dated 19 March 2015.


AFG - Changes in Sub. S-hldr's Int. (29B) - Employees Provident Fund Board

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameALLIANCE FINANCIAL GROUP BERHAD  
Stock Name AFG  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoAF-150319-A822E

Particulars of substantial Securities Holder

NameEmployees Provident Fund Board
AddressTingkat 19, Bangunan KWSP
Jalan Raja Laut
50350 Kuala Lumpur
NRIC/Passport No/Company No.EPF ACT 1991
Nationality/Country of incorporationMalaysia
Descriptions (Class & nominal value)Ordinary shares of RM1.00 each
Name & address of registered holderCitigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (Acquisition of 2,429,800 shares)
Level 42, Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Acquired16/03/2015
2,429,800
 

Circumstances by reason of which change has occurredAcquired
Nature of interestDirect Interest
Direct (units)263,141,640 
Direct (%)17 
Indirect/deemed interest (units)
Indirect/deemed interest (%)
Total no of securities after change263,141,640
Date of notice17/03/2015

Remarks :
The Form 29B dated 17 March 2015 was received on 19 March 2015.


CMSB - Changes in Sub. S-hldr's Int. (29B) - Employees Provident Fund Board

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameCAHYA MATA SARAWAK BERHAD  
Stock Name CMSB  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoCM-150319-99820

Particulars of substantial Securities Holder

NameEmployees Provident Fund Board
AddressTingkat 19, Bangunan KWSP, Jalan Raja Laut,
50350 Kuala Lumpur
NRIC/Passport No/Company No.EPF ACT 1991
Nationality/Country of incorporationMalaysia
Descriptions (Class & nominal value)Ordinary shares of RM 0.50 each
Name & address of registered holderCitigroup Nominees (Tempatan) Sdn Bhd - 56,716,727 shares
- Employees Provident Fund Board

Citigroup Nominees (Tempatan) Sdn Bhd - 2,000,000 shares
- Employees Provident FD BD (Amundi)

Citigroup Nominees (Tempatan) Sdn Bhd - 481,000 shares
- Employees Provident FD BD (KIB)

Citigroup Nominees (Tempatan) Sdn Bhd - 8,566,800 shares
- Employees Provident FD BD (Nomura)

Citigroup Nominees (Tempatan) Sdn Bhd - 295,000 shares
- Employees Provident FD BD (PHEIM)

Citigroup Nominees (Tempatan) Sdn Bhd - 10,403,200 shares
- Employees Provident FD BD (CIMB PRI)

Citigroup Nominees (Tempatan) Sdn Bhd - 1,100,000 shares
- Employees Provident FD BD (ARIM)

Citigroup Nominees (Tempatan) Sdn Bhd - 4,139,800 shares
- Employees Provident FD BD (Templeton)

Level 42, Menara Citibank, 165 Jalan Ampang, 50450 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed16/03/2015
52,600
 

Circumstances by reason of which change has occurredDisposal
Citigroup Nominees (Tempatan) Sdn Bhd - 52,600 shares
- Employees Provident FD BD (Nomura)
Nature of interestDirect
Direct (units) 
Direct (%) 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change83,702,527
Date of notice17/03/2015

Remarks :
The Form 29B dated 17 March 2015 was received on 19 March 2015.


CCM - OTHERS Related Party Transactions of a Revenue or Trading Nature

Announcement Type: General Announcement
Company NameCHEMICAL COMPANY OF MALAYSIA BERHAD  
Stock Name CCM  
Date Announced19 Mar 2015  
CategoryGeneral Announcement
Reference NoCC-150318-61496

TypeAnnouncement
SubjectOTHERS
DescriptionRelated Party Transactions of a Revenue or Trading Nature

1. INTRODUCTION

The Board of Directors of Chemical Company of Malaysia Berhad (“CCM” or “the Company”) wishes to announce that the Company, via its wholly-owned subsidiary, CCM Agri-Max Sdn Bhd (“CCMAM”) had entered into a transaction with CCM Fertilizers Sdn Bhd (“CCMF”), for the sale of fertilizers at a value of RM161,100.16.

2. INFORMATION ON CHEMICAL COMPANY OF MALAYSIA BERHAD

CCM was incorporated in Malaysia on 7 August 1963 under the Companies Ordinance, 1940-1946 under the name of Chemical Company of Malaysia Limited. On 15 April 1966, CCM assumed its present name. It was listed on the Main Board of Bursa Securities on 24 March 1966 and having its registered address at 13th Floor, Menara PNB, 201-A Jalan Tun Razak, 50400 Kuala Lumpur.

CCM is an investment holding and management company with subsidiaries and an associate company engaged in the manufacturing, marketing and/ or supply of fertilizers, chemicals and pharmaceuticals products and services.

3. INFORMATION ON CCM AGRI-MAX SDN BHD

CCMAM is a private company limited by shares and is incorporated in Malaysia. CCMAM is a wholly owned subsidiary of the Company and is principally engaged in the trading of a wide range of fertilizers

4. INFORMATION ON CCM FERTILIZERS SDN BHD

CCMF is a private company limited by shares and is incorporated in Malaysia. CCMF is principally engaged in manufacturing and marketing of a wide range of fertilizers. The Company holds 50.1% of the equity interest in CCMF, through CCMAM whereas the remaining 49.9% is held by Lembaga Tabung Haji. Lembaga Tabung Haji also holds direct interest of 5.07% in the issued share capital of CCM.


5. BACKGROUND INFORMATION OF THE TRANSACTION

The transaction is a related party transaction pursuant to paragraph 10.08 of the Main Market Listing Requirements of Bursa Malaysia Securities Berhad (“Bursa Securities”) in view of the interests of certain shareholder of the Company.

Nature of Transactions

Vendor/ Provider

Purchaser/ Recipient

Actual Value of Transaction (RM)

Related Party (ies)

Sale of fertilizers

CCMF

CCMAM

161,100.16

Interested major shareholder:

Lembaga Tabung Haji

CCMAM, a wholly-owned subsidiary of CCM, had entered into a transaction for the sale of fertilizer to its related subsidiary, CCMF, at a value of RM161,100.16 .The mandate was not sought as at the transaction date, as there was no expectation of further business transaction between CCMF and CCMAM then. However, due to business demand, there was continuation of further transactions between the two said parties.

The transaction was done on terms which are not more favourable to the related party than those generally available to the public and are not to the detriment of the minority shareholders and they are conducted at arms’ length and on normal commercial terms consistent with the Group’s usual business practices and policies and will not be prejudicial to the shareholders

6. FINANCIAL EFFECT OF THE TRANSACTION

(a) Share Capital

The transaction will not have any effect on the share capital of the Company and the shareholding of the substantial shareholders of the Company.

(b) Net Assets

The transaction will not have any material effect on the net assets of the CCM Group for the financial year ending 31 December 2015.

(c) Earnings

The transaction will not have any material effect on the earnings of the CCM Group for the financial year ending 31 December 2015.

7. INTERESTS OF DIRECTORS, MAJOR SHAREHOLDERS AND PERSONS CONNECTED

Lembaga Tabung Haji, being the interested Major Shareholder, has and will abstain from voting in respect of its direct and/or indirect shareholding in CCM, and shall undertake to ensure that persons connected to them will also abstain from voting on the resolution approving the Proposed Shareholders’ Mandate at the forthcoming AGM.

Save for Lembaga Tabung Haji, none of the Directors and/or substantial shareholders of CCM and persons connected with CCM have any interest, direct or indirect, in the transaction.

8. STATEMENT BY THE AUDIT AND COMPLIANCE COMMITTEE

The Audit and Compliance Committee has seen and reviewed the terms of the Related Party Transaction (“RPT”) and is satisfied that the procedures for RPT are sufficient to ensure that RPT will be made at arm’s length terms and in accordance with the Group’s normal commercial terms, and on terms which are not more favourable to the Related Party than those generally available to the public and hence, will not be detrimental to the minority shareholders or disadvantageous to the Group.

9. STATEMENT BY THE BOARD OF DIRECTORS’

The Board, after careful deliberation, is of the opinion that the transaction was in best interest of the Company and CCM Group.

10. DOCUMENTS FOR INSPECTION

The relevant agreements in relation to the transaction are available for inspection at the Registered Office of the Company at 13th Floor, Menara PNB, 201-A Jalan Tun Razak, 50400 Kuala Lumpur during normal office hours for a period of one month from the date of this announcement.

This announcement is dated 19 March 2015.



GENTING - Changes in Sub. S-hldr's Int. (29B) - MM Asset Management Holding LLC

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameGENTING BERHAD  
Stock Name GENTING  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoGG-150319-483CA

Particulars of substantial Securities Holder

NameMM Asset Management Holding LLC
Address1295 State Street
Springfield
MA 01111
United States
NRIC/Passport No/Company No.5071737
Nationality/Country of incorporationUnited States
Descriptions (Class & nominal value)Ordinary Shares of RM0.10 each
Name & address of registered holderOFI Global : Emerging Markets Equity Fund, LP (formerly known as OFI Institutional Emerging Markets Equity Fund, LP)
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
[Managed by OFI Global Institutional, Inc. (“OFI Global”)]

Stichting Pensioenfonds Hoogovens
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

TA IDEX Oppenheimer Developing Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
[Managed by OppenheimerFunds, Inc. (“OFI”)]

Oppenheimer Developing Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

PF Oppenheimer Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Pacific Select Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

OFITC Emerging Markets Equity Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Oppenheimer Global Allocation Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

MML/Fern Street LLC
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Heptagon Oppenheimer Developing Markets SRI Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Heptagon OFI Developing Markets
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Osool/SIO Bahrain Emerging Markets Equity Portfolio
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

MassMutual Premier Strategic Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

MassMutual Strategic Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Acquired16/03/2015
1,000,000
 

Circumstances by reason of which change has occurredChange of the indirect/deemed interest of MM Asset Management Holding LLC (“MMA”) in Genting Berhad (“GENT”) due to the following transactions :

(a) the acquisition of 16,600 ordinary shares in GENT by OFI Global : Emerging Markets Equity Fund, LP, a fund which is managed by OFI Global Institutional, Inc. ("OFI Global"), the indirect subsidiary of MMA;

(b) the acquisition of 1,600 ordinary shares in GENT by Stichting Pensioenfonds Hoogovens, a fund which is managed by OFI Global, the indirect subsidiary of MMA;

(c) the acquisition of 10,500 ordinary shares in GENT by TA IDEX Oppenheimer Developing Markets Fund, a fund which is managed by OppenheimerFunds, Inc. ("OFI"), the indirect subsidiary of MMA;

(d) the acquisition of 865,300 ordinary shares in GENT by Oppenheimer Developing Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMA;

(e) the acquisition of 3,100 ordinary shares in GENT by PF Oppenheimer Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMA;

(f) the acquisition of 36,200 ordinary shares in GENT by Pacific Select Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMA;

(g) the acquisition of 32,300 ordinary shares in GENT by OFITC Emerging Markets Equity Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMA;

(h) the acquisition of 3,100 ordinary shares in GENT by Oppenheimer Global Allocation Fund, a fund which is managed by OFI, the indirect subsidiary of MMA;

(i) the acquisition of 1,700 ordinary shares in GENT by MML/Fern Street LLC, a fund which is managed by OFI, the indirect subsidiary of MMA;

(j) the acquisition of 2,800 ordinary shares in GENT by Heptagon Oppenheimer Developing Markets SRI Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMA;

(k) the acquisition of 19,100 ordinary shares in GENT by Heptagon OFI Developing Markets, a fund which is managed by OFI Global, the indirect subsidiary of MMA;

(l) the acquisition of 1,600 ordinary shares in GENT by Osool/SIO Bahrain Emerging Markets Equity Portfolio, a fund which is managed by OFI Global, the indirect subsidiary of MMA;

(m) the acquisition of 3,900 ordinary shares in GENT by MassMutual Premier Strategic Emerging Markets Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMA; and

(n) the acquisition of 2,200 ordinary shares in GENT by MassMutual Strategic Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMA.
Nature of interestDeemed Interest
Direct (units) 
Direct (%) 
Indirect/deemed interest (units)192,175,100 
Indirect/deemed interest (%)5.1689 
Total no of securities after change192,175,100
Date of notice18/03/2015

Remarks :
MM Asset Management Holding LLC is an indirect substantial shareholder through the direct shareholdings of the various funds (collectively, “Funds”) which are managed by its subsidiaries, OFI Global Institutional, Inc. (“OFI Global”) and OppenheimerFunds, Inc. (“OFI”). The voting rights of the shares in Genting Berhad which are registered in the name of the Funds are controlled by OFI Global or OFI, as the case may be.

Form 29B dated 18 March 2015 was received on 19 March 2015.


GENTING - Changes in Sub. S-hldr's Int. (29B) - MassMutual Holding LLC

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameGENTING BERHAD  
Stock Name GENTING  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoGG-150319-483C9

Particulars of substantial Securities Holder

NameMassMutual Holding LLC
Address1295 State Street
Springfield
MA 01111
United States
NRIC/Passport No/Company No.2049480
Nationality/Country of incorporationUnited States
Descriptions (Class & nominal value)Ordinary Shares of RM0.10 each
Name & address of registered holderOFI Global : Emerging Markets Equity Fund, LP (formerly known as OFI Institutional Emerging Markets Equity Fund, LP)
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
[Managed by OFI Global Institutional, Inc. (“OFI Global”)]

Stichting Pensioenfonds Hoogovens
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

TA IDEX Oppenheimer Developing Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
[Managed by OppenheimerFunds, Inc. (“OFI”)]

Oppenheimer Developing Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

PF Oppenheimer Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Pacific Select Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

OFITC Emerging Markets Equity Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Oppenheimer Global Allocation Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

MML/Fern Street LLC
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Heptagon Oppenheimer Developing Markets SRI Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Heptagon OFI Developing Markets
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Osool/SIO Bahrain Emerging Markets Equity Portfolio
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

MassMutual Premier Strategic Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

MassMutual Strategic Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Acquired16/03/2015
1,000,000
 

Circumstances by reason of which change has occurredChange of the indirect/deemed interest of MassMutual Holding LLC (“MMH”) in Genting Berhad (“GENT”) due to the following transactions :

(a) the acquisition of 16,600 ordinary shares in GENT by OFI Global : Emerging Markets Equity Fund, LP, a fund which is managed by OFI Global Institutional, Inc. ("OFI Global"), the indirect subsidiary of MMH;

(b) the acquisition of 1,600 ordinary shares in GENT by Stichting Pensioenfonds Hoogovens, a fund which is managed by OFI Global, the indirect subsidiary of MMH;

(c) the acquisition of 10,500 ordinary shares in GENT by TA IDEX Oppenheimer Developing Markets Fund, a fund which is managed by OppenheimerFunds, Inc. ("OFI"), the indirect subsidiary of MMH;

(d) the acquisition of 865,300 ordinary shares in GENT by Oppenheimer Developing Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMH;

(e) the acquisition of 3,100 ordinary shares in GENT by PF Oppenheimer Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMH;

(f) the acquisition of 36,200 ordinary shares in GENT by Pacific Select Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMH;

(g) the acquisition of 32,300 ordinary shares in GENT by OFITC Emerging Markets Equity Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMH;

(h) the acquisition of 3,100 ordinary shares in GENT by Oppenheimer Global Allocation Fund, a fund which is managed by OFI, the indirect subsidiary of MMH;

(i) the acquisition of 1,700 ordinary shares in GENT by MML/Fern Street LLC, a fund which is managed by OFI, the indirect subsidiary of MMH;

(j) the acquisition of 2,800 ordinary shares in GENT by Heptagon Oppenheimer Developing Markets SRI Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMH;

(k) the acquisition of 19,100 ordinary shares in GENT by Heptagon OFI Developing Markets, a fund which is managed by OFI Global, the indirect subsidiary of MMH;

(l) the acquisition of 1,600 ordinary shares in GENT by Osool/SIO Bahrain Emerging Markets Equity Portfolio, a fund which is managed by OFI Global, the indirect subsidiary of MMH;

(m) the acquisition of 3,900 ordinary shares in GENT by MassMutual Premier Strategic Emerging Markets Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMH; and

(n) the acquisition of 2,200 ordinary shares in GENT by MassMutual Strategic Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMH.
Nature of interestDeemed Interest
Direct (units) 
Direct (%) 
Indirect/deemed interest (units)192,175,100 
Indirect/deemed interest (%)5.1689 
Total no of securities after change192,175,100
Date of notice18/03/2015

Remarks :
MassMutual Holding LLC is an indirect substantial shareholder through the direct shareholdings of the various funds (collectively, “Funds”) which are managed by its subsidiaries, OFI Global Institutional, Inc. (“OFI Global”) and OppenheimerFunds, Inc. (“OFI”). The voting rights of the shares in Genting Berhad which are registered in the name of the Funds are controlled by OFI Global or OFI, as the case may be.

Form 29B dated 18 March 2015 was received on 19 March 2015.


GENTING - Changes in Sub. S-hldr's Int. (29B) - Massachusetts Mutual Life Insurance Company

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameGENTING BERHAD  
Stock Name GENTING  
Date Announced19 Mar 2015  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoGG-150319-483C7

Particulars of substantial Securities Holder

NameMassachusetts Mutual Life Insurance Company
Address1295 State Street
Springfield
MA 01111
United States
NRIC/Passport No/Company No.041590850
Nationality/Country of incorporationUnited States
Descriptions (Class & nominal value)Ordinary Shares of RM0.10 each
Name & address of registered holderOFI Global : Emerging Markets Equity Fund, LP (formerly known as OFI Institutional Emerging Markets Equity Fund, LP)
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
[Managed by OFI Global Institutional, Inc. (“OFI Global”)]

Stichting Pensioenfonds Hoogovens
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

TA IDEX Oppenheimer Developing Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
[Managed by OppenheimerFunds, Inc. (“OFI”)]

Oppenheimer Developing Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

PF Oppenheimer Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Pacific Select Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

OFITC Emerging Markets Equity Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Oppenheimer Global Allocation Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

MML/Fern Street LLC
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Heptagon Oppenheimer Developing Markets SRI Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Heptagon OFI Developing Markets
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

Osool/SIO Bahrain Emerging Markets Equity Portfolio
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

MassMutual Premier Strategic Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI Global)

MassMutual Strategic Emerging Markets Fund
Two World Financial Center
225 Liberty Street New York
New York 10281, United States
(Managed by OFI)

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Acquired16/03/2015
1,000,000
 

Circumstances by reason of which change has occurredChange of the indirect/deemed interest of Massachusetts Mutual Life Insurance Company (“MMLIC”) in Genting Berhad (“GENT”) due to the following transactions :

(a) the acquisition of 16,600 ordinary shares in GENT by OFI Global : Emerging Markets Equity Fund, LP, a fund which is managed by OFI Global Institutional, Inc. ("OFI Global"), the indirect subsidiary of MMLIC;

(b) the acquisition of 1,600 ordinary shares in GENT by Stichting Pensioenfonds Hoogovens, a fund which is managed by OFI Global, the indirect subsidiary of MMLIC;

(c) the acquisition of 10,500 ordinary shares in GENT by TA IDEX Oppenheimer Developing Markets Fund, a fund which is managed by OppenheimerFunds, Inc. ("OFI"), the indirect subsidiary of MMLIC;

(d) the acquisition of 865,300 ordinary shares in GENT by Oppenheimer Developing Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMLIC;

(e) the acquisition of 3,100 ordinary shares in GENT by PF Oppenheimer Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMLIC;

(f) the acquisition of 36,200 ordinary shares in GENT by Pacific Select Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMLIC;

(g) the acquisition of 32,300 ordinary shares in GENT by OFITC Emerging Markets Equity Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMLIC;

(h) the acquisition of 3,100 ordinary shares in GENT by Oppenheimer Global Allocation Fund, a fund which is managed by OFI, the indirect subsidiary of MMLIC;

(i) the acquisition of 1,700 ordinary shares in GENT by MML/Fern Street LLC, a fund which is managed by OFI, the indirect subsidiary of MMLIC;

(j) the acquisition of 2,800 ordinary shares in GENT by Heptagon Oppenheimer Developing Markets SRI Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMLIC;

(k) the acquisition of 19,100 ordinary shares in GENT by Heptagon OFI Developing Markets, a fund which is managed by OFI Global, the indirect subsidiary of MMLIC;

(l) the acquisition of 1,600 ordinary shares in GENT by Osool/SIO Bahrain Emerging Markets Equity Portfolio, a fund which is managed by OFI Global, the indirect subsidiary of MMLIC;

(m) the acquisition of 3,900 ordinary shares in GENT by MassMutual Premier Strategic Emerging Markets Fund, a fund which is managed by OFI Global, the indirect subsidiary of MMLIC; and

(n) the acquisition of 2,200 ordinary shares in GENT by MassMutual Strategic Emerging Markets Fund, a fund which is managed by OFI, the indirect subsidiary of MMLIC.
Nature of interestDeemed Interest
Direct (units) 
Direct (%) 
Indirect/deemed interest (units)192,175,100 
Indirect/deemed interest (%)5.1689 
Total no of securities after change192,175,100
Date of notice18/03/2015

Remarks :
Massachusetts Mutual Life Insurance Company is an indirect substantial shareholder through the direct shareholdings of the various funds (collectively, “Funds”) which are managed by its subsidiaries, OFI Global Institutional, Inc. (“OFI Global”) and OppenheimerFunds, Inc. (“OFI”). The voting rights of the shares in Genting Berhad which are registered in the name of the Funds are controlled by OFI Global or OFI, as the case may be.

Form 29B dated 18 March 2015 was received on 19 March 2015.


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