April 18, 2014

Company announcements: SMRT, SUNZEN, AMBANK, CIMB, PBBANK, SYMLIFE-WB

SMRT - Changes in Director's Interest (S135) - Malayandi @ Kalaiarasu

Announcement Type: Changes in Director's Interest Pursuant to Section 135 of the Companies Act. 1965
Company NameSMRT HOLDINGS BERHAD (ACE Market) 
Stock Name SMRT  
Date Announced18 Apr 2014  
CategoryChanges in Director's Interest Pursuant to Section 135 of the Companies Act. 1965
Reference NoCC-140418-F3335

Information Compiled By KLSE

Particulars of Director

NameMalayandi @ Kalaiarasu
Address24-7 Sri Impian Condo
38 Jalan Ang Seng
Brickfields
50470 Kuala Lumpur
Descriptions(Class & nominal value)Ordinary Shares of RM0.10 Each

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transaction
Date of change
No of securities
Price Transacted (RM)
Disposed
16/04/2014
100,000
0.290 
Disposed
18/04/2014
150,000
0.290 

Circumstances by reason of which change has occurredDisposal of Shares
Nature of interestDirect
Consideration (if any)RM72,500.00 

Total no of securities after change

Direct (units)33,333 
Direct (%)0.02 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Date of notice18/04/2014

Remarks :
The notice was received on 18 April 2014.


SUNZEN - Profile for Warrants

Announcement Type: Listing Information & Profile
Company NameSUNZEN BIOTECH BERHAD (ACE Market) 
Stock Name SUNZEN-WA  
Date Announced18 Apr 2014  
CategoryListing Information & Profile
Reference NoOS-140417-65929

Instrument TypeWarrants
DescriptionIssue of 49,756,260 free warrants (“Free Warrants”) on the basis of one (1) Free Warrant for every three (3) existing ordinary shares of RM0.10 each in Sunzen held at 5:00 p.m. on 11 April 2014 (“Free Warrants Issue”) 
Listing Date21/04/2014
Issue Date15/04/2014
Issue/ Ask PriceNot Applicable
Issue Size IndicatorUnit
Issue Size in Unit49,756,260
Maturity Date14/04/2019
Revised Maturity Date 
Exercise/ Conversion Period5.00Year(s)
Revised Exercise/ Conversion Period
Exercise/Strike/Conversion PriceMYR 0.1000
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio1 Warrant: 1 Ordinary Shares of RM0.10 each
Revised Exercise/ Conversion Ratio
Mode of satisfaction of Exercise/ Conversion priceCash
Settlement Type/ Convertible intoPhysical (Shares)

Remarks :
The Free Warrants are issued to the entitled shareholder of Sunzen on the basis of one (1) Free Warrant for every three (3) ordinary shares of RM0.10 each in Sunzen (“Sunzen Share(s)”) held at 5.00p.m. on 11 April 2014.

Each Free Warrant carries the entitlement to subscribe for one (1) new Sunzen Share at the exercise price (as indicated above) and at any time during the exercise period (as indicated above) (“Exercise Period”) subject to the adjustments in accordance with the provisions of the deed poll dated 28 March 2014, constituting the Free Warrants. Any Free Warrants not exercised during the Exercise Period will thereafter lapse and cease to be valid for any purpose.

This announcement is dated 18 April 2014.


AMBANK - Changes in Sub. S-hldr's Int. (29B) - Employees Provident Fund Board

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameAMMB HOLDINGS BERHAD  
Stock Name AMBANK  
Date Announced18 Apr 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoAH-140418-47BB8

Particulars of substantial Securities Holder

NameEmployees Provident Fund Board
AddressTingkat 19, Bangunan KWSP, Jalan Raja Laut, 50350 Kuala Lumpur
NRIC/Passport No/Company No.EPF ACT 1991
Nationality/Country of incorporationMalaysia
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holderCitigroup Nominees (Tempatan) Sdn Bhd
Level 42, Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur

1. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board
[Acquisition of 726,300 shares]

2. Employees Provident Fund Board

3. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (KIB)

4. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (MAYBAN)

5. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (KAF FM)

6. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (NOMURA)

7. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (CIMB PRI)

8. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (ARIM)

9. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (TEMPLETON)

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Acquired15/04/2014
726,300
 

Circumstances by reason of which change has occurredAcquisition of shares
Nature of interestDirect interest
Direct (units) 
Direct (%) 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change460,065,737
Date of notice16/04/2014

Remarks :
This notice was received on 18 April 2014.


CIMB - Changes in Sub. S-hldr's Int. (29B) - Employees Provident Fund Board

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameCIMB GROUP HOLDINGS BERHAD  
Stock Name CIMB  
Date Announced18 Apr 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoCG-140417-3FB18

Particulars of substantial Securities Holder

NameEmployees Provident Fund Board
AddressTingkat 19, Bangunan KWSP
Jalan Raja Laut
50350 Kuala Lumpur
NRIC/Passport No/Company No.EPF ACT 1991
Nationality/Country of incorporationMalaysia
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holderEmployees Provident Fund Board
Citigroup Nominees (Tempatan) Sdn Bhd ("Citigroup") - Employees Provident Fund Board
Citigroup - Employees Provident Fund Board (AMUNDI)
Citigroup - Employees Provident Fund Board (KIB)
Citigroup - Employees Provident Fund Board (HDBS)
Citigroup - Employees Provident Fund Board (RHB INV)
Citigroup - Employees Provident Fund Board (AM INV)
Citigroup - Employees Provident Fund Board (MAYBAN)
Citigroup - Employees Provident Fund Board (KAF FM)
Citigroup - Employees Provident Fund Board (NOMURA)
Citigroup - Employees Provident Fund Board (PHEIM)
Citigroup - Employees Provident Fund Board (CIMB PRI)
Citigroup - Employees Provident Fund Board (ARIM)
Citigroup - Employees Provident Fund Board (TEMPLETON)
Citigroup - Employees Provident Fund Board (ABERDEEN)

- Level 42, Menara Citibank, 165 Jalan Ampang, 50450 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed14/04/2014
4,624,300
 

Circumstances by reason of which change has occurred- Citigroup - EPF Board - Disposal of 4,624,300 shares
Nature of interestDirect
Direct (units)1,245,212,715 
Direct (%)15.13 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change1,245,212,715
Date of notice15/04/2014

Remarks :
Notice received on 18 April 2014.

c.c. Securities Commission.


CIMB - Changes in Sub. S-hldr's Int. (29B) - Mitsubishi UFJ Financial Group Inc (MUFG)

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameCIMB GROUP HOLDINGS BERHAD  
Stock Name CIMB  
Date Announced18 Apr 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoCG-140417-3FB23

Particulars of substantial Securities Holder

NameMitsubishi UFJ Financial Group Inc (MUFG)
Address7-1, Marunouchi 2-Chome
Chiyoda-ku, Tokyo
100-8330, Japan
NRIC/Passport No/Company No.NIL
Nationality/Country of incorporationJapan
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holder1. Aberdeen Asset Management PLC ("Aberdeen") and its subsidiaries
10 Queen's Terrace
Aberdeen, AB10 1YG
Scotland

2. The Bank of Tokyo-Mitsubishi UFJ, Ltd.("BTMU")
7-1, Marunouchi 2-Chome
Chiyoda-ku, Tokyo
100-8330, Japan

3. Mitsubishi UFJ Asset Management Co., Ltd ("MUAM")
4-5, Marunouchi 1-Chome
Chiyoda-ku, Tokyo
100-8212, Japan

4. KOKUSAI Asset Management Co., Ltd ("KOKUSAI")
1-1, Marunouchi 3-Chome
Chiyoda-ku, Tokyo
100-0005, Japan

5. Mitsubishi UFJ Trust and Banking Corporation ("MUTB")
4-5, Marunouchi 1-Chome
Chiyoda-ku, Tokyo
100-8212, Japan

6. Morgan Stanley Investment Management Inc.
1585 Broadway, New York, NY 10036

7. Morgan Stanley Investment Management Company
#16-01 Capital Square
23 Church Street
Singapore 049481

8. Morgan Stanley & Co. International plc
25 Cabot Square, Canary Wharf
London E14 4QA
United Kingdom

9. Fundlogic SAS
61 rue de Monceau
Paris 75008, France

10. AMP Capital Holdings Limited ("AMP") and its subsidiaries
Level 24 AMP Sydney Cove Building
33 Alfred Street Sydney
NSW 2000, Australia

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed15/04/2014
421,000
 
Acquired15/04/2014
565,800
 

Circumstances by reason of which change has occurred- Sale by Aberdeen
- Acquisition by Morgan Stanley Group

MUFG is deemed interested in the shares by virtue of:-

1. MUFG's wholly-owned subsidiary, Mitsubishi UFJ Trust & Banking Corp, holding more than 15% in Aberdeen Asset Management PLC.

2. The Bank of Tokyo-Mitsubishi UFJ Ltd., being MUFG's wholly-owned subsidiary.

3. Mitsubishi UFJ Asset Management Co., Ltd., being MUFG's wholly-owned subsidiary.

4. MUFG's wholly-owned subsidiary, Mitsubishi UFJ Securities Co., Ltd., holding more than 15% in KOKUSAI Asset Management Co., Ltd.

5. Mitsubishi UFJ Trust & Banking Corp, being MUFG's wholly owned subsidiary

6-9. MUFG's holding more than 15% interest in shares of Morgan Stanley Group.

10. MUFG's wholly owned subsidiary, Mitsubishi UFJ Trust & Banking Corp, Holding 15% in AMP.
Nature of interestIndirect
Direct (units) 
Direct (%) 
Indirect/deemed interest (units)753,451,664 
Indirect/deemed interest (%)9.16 
Total no of securities after change753,451,664
Date of notice18/04/2014

Remarks :
Notice received on 18 April 2014.

c.c. Securities Commission.


PBBANK - Changes in Sub. S-hldr's Int. (29B) - Employees Provident Fund Board

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NamePUBLIC BANK BERHAD  
Stock Name PBBANK  
Date Announced18 Apr 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoPB-140418-2C1B4

Particulars of substantial Securities Holder

NameEmployees Provident Fund Board
AddressTingkat 19, Bangunan KWSP
Jalan Raja Laut
50350 Kuala Lumpur
NRIC/Passport No/Company No.EPF Act 1991
Nationality/Country of incorporationMalaysia
Descriptions (Class & nominal value)Ordinary shares of RM1.00 each
Name & address of registered holderCitigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board
- Sale of 1,662,100 shares on 15 April 2014

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed15/04/2014
1,662,100
 

Circumstances by reason of which change has occurredSale of shares
Nature of interestDirect
Direct (units)507,861,181 
Direct (%)14.5 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change507,861,181
Date of notice15/04/2014

Remarks :
The percentage of EPF's direct interests in Public Bank Berhad (PBB) shares of 14.50% is computed based on the total number of PBB shares in issue excluding a total of 29,800,704 PBB shares bought-back by PBB and retained as treasury shares as at 18 April 2014.

Received EPF Form 29B dated 15 April 2014 on 18 April 2014.


PBBANK - Change in Boardroom

Announcement Type: Change in Boardroom
Company NamePUBLIC BANK BERHAD  
Stock Name PBBANK  
Date Announced18 Apr 2014  
CategoryChange in Boardroom
Reference NoPB-140418-05937

Date of change21/04/2014
NameTan Sri Datuk Seri Utama Thong Yaw Hong
Age83
NationalityMalaysian
Type of changeOthers
DesignationNon-Executive Director
DirectorateNon Independent & Non Executive
Qualifications 
Working experience and occupation  
Directorship of public companies (if any) 
Family relationship with any director and/or major shareholder of the listed issuer 
Any conflict of interests that he/she has with the listed issuer 
Details of any interest in the securities of the listed issuer or its subsidiaries 

Remarks :
Tan Sri Datuk Seri Utama Thong Yaw Hong will be re-designated from Independent Non-Executive Director to Non-Independent Non-Executive Director of Public Bank with effect from 21 April 2014. He remains appointed as the Co-Chairman of Public Bank.


PBBANK - Change in Audit Committee

Announcement Type: Change in Audit Committee
Company NamePUBLIC BANK BERHAD  
Stock Name PBBANK  
Date Announced18 Apr 2014  
CategoryChange in Audit Committee
Reference NoPB-140418-05936

Date of change21/04/2014
NameTan Sri Datuk Seri Utama Thong Yaw Hong
Age83
NationalityMalaysian
Type of changeRedesignation
Previous PositionChairman of Audit Committee
New PositionMember of Audit Committee
DirectorateNon Independent & Non Executive
Qualifications 
Working experience and occupation  
Directorship of public companies (if any) 
Family relationship with any director and/or major shareholder of the listed issuer 
Any conflict of interests that he/she has with the listed issuer 
Details of any interest in the securities of the listed issuer or its subsidiaries 
Composition of Audit Committee (Name and Directorate of members after change)1. Tan Sri Datuk Seri Utama Thong Yaw Hong (Non-Independent Non-Executive Director)
2. Dato' Sri Lee Kong Lam (Non-Independent Non-Executive Director)
3. Dato' Haji Abdul Aziz bin Dato' Dr. Omar (Non-Independent Non-Executive Director)
4. Mr Tang Wing Chew (Independent Non-Executive Director)
5. Mr Lai Wan (Independent Non-Executive Director)
6. Ms Lai Wai Keen (Independent Non-Executive Director)

Remarks :
Tan Sri Datuk Seri Utama Thong Yaw Hong will be re-designated from Chairman of Public Bank Audit Committee to Member of Audit Committee with effect from 21 April 2014, following his re-designation from Independent Non-Executive Director to Non-Independent Non-Executive Director of Public Bank with effect from 21 April 2014.


PBBANK - Change in Audit Committee

Announcement Type: Change in Audit Committee
Company NamePUBLIC BANK BERHAD  
Stock Name PBBANK  
Date Announced18 Apr 2014  
CategoryChange in Audit Committee
Reference NoPB-140418-05935

Date of change21/04/2014
NameTang Wing Chew
Age69
NationalityMalaysian
Type of changeRedesignation
Previous PositionMember of Audit Committee
New PositionChairman of Audit Committee
DirectorateIndependent & Non Executive
Qualifications 
Working experience and occupation  
Directorship of public companies (if any) 
Family relationship with any director and/or major shareholder of the listed issuer 
Any conflict of interests that he/she has with the listed issuer 
Details of any interest in the securities of the listed issuer or its subsidiaries 
Composition of Audit Committee (Name and Directorate of members after change)1. Mr Tang Wing Chew (Independent Non-Executive Director)
2. Tan Sri Datuk Seri Utama Thong Yaw Hong (Non-Independent Non-Executive Director)
3. Dato' Sri Lee Kong Lam (Non-Independent Non-Executive Director)
4. Dato' Haji Abdul Aziz bin Dato' Dr. Omar (Non-Independent Non-Executive Director)
5. Mr Lai Wan (Independent Non-Executive Director)
6. Ms Lai Wai Keen (Independent Non-Executive Director)

Remarks :
Mr Tang Wing Chew will be re-designated from Member of Public Bank Audit Committee to Chairman of Audit Committee with effect from 21 April 2014.


SYMLIFE-WB - Changes in Director's Interest (S135) - Tan Sri Nik Mohamed bin Nik Yaacob

Announcement Type: Changes in Director's Interest Pursuant to Section 135 of the Companies Act. 1965
Company NameSYMPHONY LIFE BERHAD  
Stock Name SYMLIFE-WB  
Date Announced18 Apr 2014  
CategoryChanges in Director's Interest Pursuant to Section 135 of the Companies Act. 1965
Reference NoSL-140418-1D829

Information Compiled By KLSE

Particulars of Director

NameTan Sri Nik Mohamed bin Nik Yaacob
AddressNo. 30, Jalan PJU 1A/52
Damansara Idaman
47500 Petaling Jaya
Selangor Darul Ehsan
Descriptions(Class & nominal value)Warrants 2013/2020

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transaction
Date of change
No of securities
Price Transacted (RM)
Disposed
16/04/2014
100,000
 
Disposed
17/04/2014
100,000
 

Circumstances by reason of which change has occurredDisposed in the open market
Nature of interestDirect Interest
Consideration (if any) 

Total no of securities after change

Direct (units)100,000 
Direct (%)0.09 
Indirect/deemed interest (units)
Indirect/deemed interest (%)
Date of notice18/04/2014

Remarks :
This announcement also serves as an announcement made pursuant to Paragraph 14.09(a) of the Main Market Listing Requirements.

Notification was received by the Company on 18 April 2014.


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