September 9, 2014

Company announcements: AXIATA, GDEX-CA, KAREX-CD, SEM-CA, SEM-CB, GTRONIC-CC, SCOMIES-CC

AXIATA - Changes in Sub. S-hldr's Int. (29B) - Khazanah Nasional Berhad

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameAXIATA GROUP BERHAD  
Stock Name AXIATA  
Date Announced8 Sept 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoAG-140908-08270

Particulars of substantial Securities Holder

NameKhazanah Nasional Berhad
AddressLevel 33, Tower 2, Petronas Twin Towers, Kuala Lumpur City Centre, 50088 Kuala Lumpur
NRIC/Passport No/Company No.275505-K
Nationality/Country of incorporationIncorporated in Malaysia
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holderKhazanah Nasional Berhad, Level 33, Tower 2, Petronas Twin Towers, Kuala Lumpur City Centre, 50088 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Transferred02/09/2014
90,900
 
Transferred02/09/2014
44,100
 

Circumstances by reason of which change has occurredTransfer of 90,900 Ordinary shares of RM1.00 each in Axiata Group Berhad ("Axiata Shares") from Khazanah Nasional Berhad ("Khazanah") to Axiata's employees via CIMSEC Nominees (Tempatan) Sdn Bhd ("CIMSEC Nominees") in connection with Axiata ESOS^

Transfer of 44,100 Axiata Shares from Axiata's employees to Khazanah via CIMSEC Nominees in connection with Axiata ESOS^





^The transfer of Axiata Shares to Axiata's employees is made in accordance with the Selling Flexibility Arrangement under the Axiata ESOS to facilitate the immediate sale of Axiata Shares by Axiata's employees who have exercised their Axiata ESOS options under this arrangement. Taking into consideration the transfer of shares/return of such number of shares, Khazanah is deemed to have an interest (pursuant to Section 6A of the Companies Act, 1965) in 297,600 Axiata Shares (which is already reflected in Khazanah's indirect/deemed interest disclosed below), being the outstanding number of Axiata Shares to be returned to Khazanah under the Selling Flexibility Arrangement
Nature of interestDirect & Indirect
Direct (units)3,238,919,155 
Direct (%)37.78 
Indirect/deemed interest (units)84,415,540 
Indirect/deemed interest (%)0.98 
Total no of securities after change3,323,334,695
Date of notice05/09/2014

Remarks :
Form 29B received on 8 September 2014


AXIATA - Changes in Sub. S-hldr's Int. (29B) - AmanahRaya Trustees Berhad - Skim Amanah Saham Bumiputera

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameAXIATA GROUP BERHAD  
Stock Name AXIATA  
Date Announced8 Sept 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoAG-140908-DB81D

Particulars of substantial Securities Holder

NameAmanahRaya Trustees Berhad - Skim Amanah Saham Bumiputera
AddressTingkat 4, Balai PNB
201-A, Jalan Tun Razak
50400 Kuala Lumpur
NRIC/Passport No/Company No.766894-T
Nationality/Country of incorporationMalaysian
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holderAmanahRaya Trustees Berhad -Skim Amanah Saham Bumiputera
Tingkat 4, Balai PNB, 201-A, Jalan Tun Razak, 50400 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed03/09/2014
1,500,000
 

Circumstances by reason of which change has occurredDisposal of 1,500,000 shares by AmanahRaya Trustees Berhad-Skim Amanah Saham Bumiputera
Nature of interestDirect
Direct (units)872,000,000 
Direct (%)10.17 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change872,000,000
Date of notice03/09/2014

Remarks :
Form 29B received on 8 September 2014


AXIATA - Changes in Sub. S-hldr's Int. (29B) - Employees Provident Fund Board

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameAXIATA GROUP BERHAD  
Stock Name AXIATA  
Date Announced8 Sept 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoAG-140908-EFF94

Particulars of substantial Securities Holder

NameEmployees Provident Fund Board
AddressTingkat 19, Bangunan KWSP, Jalan Raja Laut, 50350 Kuala Lumpur
NRIC/Passport No/Company No.EPF ACT 1991
Nationality/Country of incorporationMalaysia
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holder1) Employees Provident Fund Board ("EPF Board")

Ibu Pejabat KWSP, Bangunan KWSP

Jalan Raja Laut, 50350 Kuala Lumpur



2) Citigroup Nominees (Tempatan) Sdn Bhd ("Citigroup") EPF Board

3) Citigroup EPF Board (AMUNDI)

4) Citigroup EPF Board (KIB)

5) Citigroup EPF Board (HDBS)

6) Citigroup EPF Board (RHB INV)

7) Citigroup EPF Board (AM INV)

8) Citigroup EPF Board (MAYBAN)

9) Citigroup EPF Board (NOMURA)

10) Citigroup EPF Board (CIMB PRI)
11) Citigroup EPF Board
(ARIM)

12) Citigroup EPF Board (TEMPLETON)


13) Citigroup EPF Board (ABERDEEN)

Level 42, Menara Citibank

165 Jalan Ampang, 50450 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Acquired03/09/2014
5,000,000
 

Circumstances by reason of which change has occurredCitigroup EPF Board - Acquisition of 5,000,000 shares
Nature of interestDirect
Direct (units)1,122,282,006 
Direct (%)13.09 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change1,122,282,006
Date of notice04/09/2014

Remarks :
1) The total number of 1,122,282,006 ordinary shares comprised of the following:-



a) Citigroup EPF Board - 1,033,022,206
b) EPF Board - 3,332,900

c) Citigroup EPF Board (AMUNDI) - 2,881,250

d) Citigroup EPF Board (KIB) - 600,000

e) Citigroup EPF Board (HDBS) - 13,693,475

f) Citigroup EPF Board (RHB INV) - 2,055,000

g) Citigroup EPF Board (AM INV) - 5,122,650

h) Citigroup EPF Board (MAYBAN) - 1,400,000

i) Citigroup EPF Board (NOMURA) - 29,521,300
j) Citigroup EPF Board (CIMB PRI) - 17,500,025
k) Citigroup EPF Board (ARIM) - 2,700,000

l) Citigroup EPF Board (TEMPLETON) - 4,303,200

m) Citigroup EPF Board (ABERDEEN) - 6,150,000

2) Form 29B received on 8 September 2014



AXIATA - Changes in Sub. S-hldr's Int. (29B) - AmanahRaya Trustees Berhad - Skim Amanah Saham Bumiputera

Announcement Type: Changes in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Company NameAXIATA GROUP BERHAD  
Stock Name AXIATA  
Date Announced8 Sept 2014  
CategoryChanges in Substantial Shareholder's Interest Pursuant to Form 29B of the Companies Act. 1965
Reference NoAG-140908-E57D9

Particulars of substantial Securities Holder

NameAmanahRaya Trustees Berhad - Skim Amanah Saham Bumiputera
AddressTingkat 4, Balai PNB
201-A, Jalan Tun Razak
50400 Kuala Lumpur
NRIC/Passport No/Company No.766894-T
Nationality/Country of incorporationMalaysian
Descriptions (Class & nominal value)Ordinary Shares of RM1.00 each
Name & address of registered holderAmanahRaya Trustees Berhad -Skim Amanah Saham Bumiputera
Tingkat 4, Balai PNB, 201-A, Jalan Tun Razak, 50400 Kuala Lumpur

Details of changes

Currency: Malaysian Ringgit (MYR)

Type of transactionDate of change
No of securities
Price Transacted (RM)
Disposed04/09/2014
800,000
 

Circumstances by reason of which change has occurredDisposal of 800,000 shares by AmanahRaya Trustees Berhad-Skim Amanah Saham Bumiputera
Nature of interestDirect
Direct (units)871,200,000 
Direct (%)10.16 
Indirect/deemed interest (units) 
Indirect/deemed interest (%) 
Total no of securities after change871,200,000
Date of notice04/09/2014

Remarks :
Form 29B received on 8 September 2014


GDEX-CA - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameGDEX-CA: CW GD EXPRESS CARRIER BERHAD (MIBB)  
Stock Name GDEX-CA  
Date Announced9 Sept 2014  
CategoryListing Information & Profile
Reference NoMI-140908-54770

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-Collateralised Cash-Settled 
Underlying StockGD Express Carrier Berhad
IssuerMaybank Investment Bank Berhad
Stock Code0078CA
Stock Short NameGDEX-CA
ISIN CodeMYQ0078CAP97
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date10/09/2014
Term Sheet Date09/09/2014
Issue Date09/09/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date28/09/2015
Exercise/Strike/Conversion PriceMYR 2.1800
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio4:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Equity & Commodity Derivatives Group
c/o Maybank Investment Bank Berhad
32nd Floor, Menara Maybank
100, Jalan Tun Perak
50050 Kuala Lumpur
Tel: 03-2059 1888  
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 3.4 of the Base Prospectus dated 2 October 2013  


KAREX-CD - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameKAREX-CD: CW KAREX BERHAD (MIBB)  
Stock Name KAREX-CD  
Date Announced9 Sept 2014  
CategoryListing Information & Profile
Reference NoMI-140908-57744

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-Collateralised Cash-Settled 
Underlying StockKAREX BERHAD
IssuerMAYBANK INVESTMENT BANK BERHAD
Stock Code5247CD
Stock Short NameKAREX-CD
ISIN CodeMYL5247CDP94
BoardStructured Warrants
SectorCONSUMER PRODUCTS

Initial Listing Information

Listing Date10/09/2014
Term Sheet Date09/09/2014
Issue Date09/09/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date28/09/2015
Exercise/Strike/Conversion PriceMYR 2.8800
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio5:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Equity & Commodity Derivatives Group
c/o Maybank Investment Bank Berhad
32nd Floor, Menara Maybank
100, Jalan Tun Perak
50050 Kuala Lumpur
Tel: 03-2059 1888  
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 3.4 of the Base Prospectus dated 2 October 2013  


SEM-CA - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameSEM-CA: CW 7-ELEVEN MALAYSIA HOLDINGS BERHAD (MIBB)  
Stock Name SEM-CA  
Date Announced9 Sept 2014  
CategoryListing Information & Profile
Reference NoMI-140908-59996

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-Collateralised Cash-Settled 
Underlying Stock7-ELEVEN MALAYSIA HOLDINGS BERHAD
IssuerMAYBANK INVESTMENT BANK BERHAD
Stock Code5250CA
Stock Short NameSEM-CA
ISIN CodeMYL5250CAP91
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date10/09/2014
Term Sheet Date09/09/2014
Issue Date09/09/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date28/09/2015
Exercise/Strike/Conversion PriceMYR 1.7800
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio4:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Equity & Commodity Derivatives Group
c/o Maybank Investment Bank Berhad
32nd Floor, Menara Maybank
100, Jalan Tun Perak
50050 Kuala Lumpur
Tel: 03-2059 1888  
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 3.4 of the Base Prospectus dated 2 October 2013  


SEM-CB - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameSEM-CB: CW 7-ELEVEN MALAYSIA HOLDINGS BERHAD (MIBB)  
Stock Name SEM-CB  
Date Announced9 Sept 2014  
CategoryListing Information & Profile
Reference NoMI-140908-60826

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-Collateralised Cash-Settled

 
Underlying Stock7-ELEVEN MALAYSIA HOLDINGS BERHAD
IssuerMAYBANK INVESTMENT BANK BERHAD
Stock Code5250CB
Stock Short NameSEM-CB
ISIN CodeMYL5250CBP91
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date10/09/2014
Term Sheet Date09/09/2014
Issue Date09/09/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date28/09/2015
Exercise/Strike/Conversion PriceMYR 2.0800
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio4:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Equity & Commodity Derivatives Group
c/o Maybank Investment Bank Berhad
32nd Floor, Menara Maybank
100, Jalan Tun Perak
50050 Kuala Lumpur
Tel: 03-2059 1888  
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 3.4 of the Base Prospectus dated 2 October 2013  


GTRONIC-CC - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameGTRONIC-CC: CW GLOBETRONICS TECHNOLOGY BERHAD (MIBB)  
Stock Name GTRONIC-CC  
Date Announced9 Sept 2014  
CategoryListing Information & Profile
Reference NoMI-140908-56446

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-Collateralised Cash-Settled 
Underlying StockGLOBETRONICS TECHNOLOGY BERHAD
IssuerMAYBANK INVESTMENT BANK BERHAD
Stock Code7022CC
Stock Short NameGTRONIC-CC
ISIN CodeMYL7022CCP92
BoardStructured Warrants
SectorTECHNOLOGY

Initial Listing Information

Listing Date10/09/2014
Term Sheet Date09/09/2014
Issue Date09/09/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date28/09/2015
Exercise/Strike/Conversion PriceMYR 4.7800
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio10:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Equity & Commodity Derivatives Group
c/o Maybank Investment Bank Berhad
32nd Floor, Menara Maybank
100, Jalan Tun Perak
50050 Kuala Lumpur
Tel: 03-2059 1888  
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 3.4 of the Base Prospectus dated 2 October 2013  


SCOMIES-CC - Listing Information & Profile for Structured Warrants

Announcement Type: Listing Information & Profile
NameSCOMIES-CC: CW SCOMI ENERGY SERVICES BHD (MIBB)  
Stock Name SCOMIES-CC  
Date Announced9 Sept 2014  
CategoryListing Information & Profile
Reference NoMI-140908-58517

Instrument TypeStructured Warrants
Type of Structure WarrantsCall Warrants
DescriptionEuropean Style Non-Collateralised Cash-Settled

 
Underlying StockSCOMI ENERGY SERVICES BERHAD
IssuerMAYBANK INVESTMENT BANK BERHAD
Stock Code7045CC
Stock Short NameSCOMIES-CC
ISIN CodeMYL7045CCP95
BoardStructured Warrants
SectorTRADING/SERVICES

Initial Listing Information

Listing Date10/09/2014
Term Sheet Date09/09/2014
Issue Date09/09/2014
Issue/ Ask PriceMYR 0.1500
Issue Size IndicatorUnit
Issue Size in Unit100,000,000
Maturity Date28/09/2015
Exercise/Strike/Conversion PriceMYR 1.0800
Revised Exercise/Strike/Conversion Price
Exercise/ Conversion Ratio2:1
Revised Exercise/ Conversion Ratio
Settlement Type/ Convertible intoCash
Name and contact details of market maker
(if applicable)
Equity & Commodity Derivatives Group
c/o Maybank Investment Bank Berhad
32nd Floor, Menara Maybank
100, Jalan Tun Perak
50050 Kuala Lumpur
Tel: 03-2059 1888  
Circumstances under which the market maker may not be able to provide quotes
(if applicable)
Please refer to Section 3.4 of the Base Prospectus dated 2 October 2013  


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